Paleontological Journal,
Vol. 36, No.
2, 2002, pp. 121-130. Translated from Paleontologicheskii Zhurnal. No. 2, 2002, pp. 3-13.
Original
Russian Text Copyright й 2002 by
Markov.
English
Translation Copyright й 2002 by
MAIK "Nauka/Interperiodica" (Russia).
Mechanisms Responsible for the Increase in the Taxonomic Diversity in the Phanerozoic Marine Biota
A. V. Markov
Paleontological Institute, Russian Academy of Sciences, Profsoyuznaya ul. 123, Moscow, 117997
Russia Received October 2, 2000
AbstractЧTaxonomic diversity
dynamics is traditionally interpreted using exponential or logistic models of
diversification, both of which are based on the assumption that the rate of
origination (and sometimes also the rate of extinction) depends on the level of
taxonomic diversity. Paleontological data, however, give inadequate support for
this assumption. Therefore, an alternative model is suggested: the generic
origination rate is stoнchastically constant and does not depend on the
diversity level; genera differ in their vulnerability; the extincнtion
probability for each genus during each time interval depends on its
vulnerability only. Apparently, the most important factor of the increase in
diversity in marine biota during the Phanerozoic was a stepwise increase in the
mean generic durations. There were four such steps: Cambrian,
Ordovician-Permian, Mesozoic, and Cen-ozoic. This stepwise increase in generic
durations was partly due to the successive replacement of dominating groups,
but to a larger extent, it was due to the generic durations that increased
within each group at each sucнcessive step.
INTRODUCTION
According to paleontological data, the generic diversity of marine
biota increased during the Phaneroнzoic. This increase is clearly traceable in
the Ordovi-cian and Meso-Cenozoic, with a pause in the Silurian-Permian. Like
any quantitative rule based on the fossil record, this increase could be partly
artifactual. Of sevнeral objections raised by skeptics, one can mention the
unequal completeness of different parts of the record and also the "pull
of the Recent" effect (Raup, 1979). The latter means that the modem biota
is studied better than those of the geological past. Due to this fact, the
durations of existence in many genera surviving up to the Recent appear to be
artificially overrated. For examнple, a modem abyssal genus known to be a
fossil from the only Late Cretaceous find would be interpreted as having
existed throughout the Cenozoic. However, if the modem biota is known with the
same degree of completeness as the fossil, this genus should be considнered as
being extinct in the Late Cretaceous.
Until more complete databases containing informaнtion about the time
intervals where each genus is really recorded are created, we cannot judge to
what degree the Meso-Cenozoic diversity increase depends on the pull of the
Recent.
It is easy to prove formally that the incompleteness of the fossil
record and such effects as the pull of the Recent are
theoretically able to distort the real evoluнtionary patterns and diversity
dynamics in almost any way, especially assuming that completeness of different
parts of the fossil record and other distorting factors cannot be estimated
quantitatively or are unknown. In this case, any effective numerical analysis
of paleontoнlogical data becomes impossible.
Over the last three decades, the reliability of numerнical estimates of
the diversity of fossil organisms was widely and actively discussed in the
literature. No one point of view prevailed, but, nevertheless, most experts
agree that the fossil record is representative enough to demonstrate the main
trends ofbiotic evolution, includнing numerical ones (Raup, 1991; Benton, 1999;
etc.).
As for the general increase in taxonomic diversity during the Phanerozoic,
it is accepted as real by most authors, and even a "rule of increasing
biospheric diversity" was formulated (Alekseev, 1998). At the same time,
the actual magnitude of this increase remains unknown. Thus, Sepkoski (1994)
analyzed difнferent models describing the correlation of the studied part of
the fossil record and the biotic diversity that actually existed in the past
and concluded that, at present, we are unable to decide if the diversity of speнcies
of marine biota in the Cenozoic increased by an order of magnitude relative to
the Paleozoic or by 1.5-2 times only.
In this paper, we analyze the increase in generic diversity of the
Phanerozoic marine biota as shown by the fossil record. We try to find its
causes and mechaнnisms, not examining in detail the problem of a possible
correlation of this observed increase with the actual one. We take into account
that (1) most experts agree that the fossil record as a whole reflects
adequately the real history of biota and (2) even if the apparent biotic diversity
increase in the Phanerozoic is artifactual and there was no actual increase;
nevertheless, it is useful to know what the components of this integral
artifact are.
Before turning to the analysis of the models used to describe and
explain general trends in the taxonomic diversity dynamics, it is necessary to
point out some important features of this dynamics that are often not taken
into consideration.
First, analyzing the taxonomic diversity dynamics from the graphs of
the number oftaxa, it is necessary to know that the shape of such graphs is
almost comнpletely determined by long-lived taxa. For example, in Phanerozoic
marine biota, more than one-third of the genera have a point stratigraphical
distribution, i.e., did not cross any boundary between substages. The number of
such ephemeral genera did not increase or decrease during the Phanerozoic,
fluctuating chaotically around the constant average level of 100-150 genera per
sub-stage. After excluding these genera from consideration, an overall shape of
the generic diversity graph remains virtually unchanged (Sepkoski, 1996;
Markov, 2001). These genera are not taken into account herein.
Second, the Meso-Cenozoic increase in generic diversity occurred
entirely owing to the genera survivнing up to the Recent. If they are excluded
from the conнsideration, the number of genera in the Mesozoic does not surpass
the Paleozoic level, and there is not much left from the Cenozoic biota at all.
This fact indicates that the Meso-Cenozoic diversity increase could have
depended quite markedly on the pull of the Recent
effect.
MATERIAL AND METHODS
A database created by J.J. Sepkoski was used, which contains
information on the stratigraphical distribution for the overwhelming majority
of marine animal genera known in the fossil state. The first and last
appearances for the genera are given according to the substage scale dividing
the Phanerozoic into 166 intervals. Thereafter, the first date of appearance of
the genus in the record is termed origination for short, and the last
appearance date is termed extinction. It is clear that, in most cases,
the appearance of the genus in the record corresponds, not to its actual
origin, but to the time when it becomes rather abundant and widespread. In
calculations, only those genera are taken into account that undoubtedly crossed
at least one boundary between substages and have an origination and extinction
dated at least up to stage. There are 17168 genera satisfying these conditions
in the database. The genera with a pointed stratigraphiнcal distribution were
excluded from consideration, because they produce more noise than reliable
results (Sepkoski, 1996; Markov, 2001).
In addition to other parameters, we use generic durations (GD). It is
difficult to calculate this parameter for the genera surviving up to the
Recent. The real duraнtion of their existence is unknown, but their elimination
from the analysis will cause flagrant errors (e.g., the most stable genera, in
other words the best products of evolution, will be excluded). Therefore, it is
necessary to calculate the expected duration of existence for these genera
using the general rules of extinction (Markov, 2000).
In the database, modern genera are those that crossed at least one
stratigraphical boundary (Pleisнtocene and Holocene). The genera appearing
later were not included in the database. The latter fact is imporнtant, because
a considerable part (more than one-third) of the fossil marine genera becomes
extinct prior to crossing any boundary. After crossing the first boundнary, the
probability of extinction decreases abmptly and changes comparatively little
after that. Therefore, the genera that survived from the Pleistocene into the
Holocene will subsequently most probably become extinct with a nearly constant
rate. Note that the modнem anthropogenic crisis is no obstacle for such extrapнolation.
Crises associated with the increase in extincнtion rates took place repeatedly
during the Phanerozoic, and their impact can be taken into account when calcuнlating
the expected extinction rate of modem genera. If even the development of
mankind will alter the rules of biospheric evolution, we can believe that not
the actual future duration of generic existence is calculated but only that
which should be expected without man's interference. In addition, this value
can be used as an average index of generic vulnerability.
To calculate the expected extinction rate for the genнera crossing the
Pleistocene/Holocene boundary, the relative extinction rate was determined for
the genera crossing other boundaries in the Cenozoic. It was found that the
genera that crossed any boundary (from Danian to Oligocene; data are too scanty
for later epochs) subнsequently went extinct with a nearly constant relative
rate about 0.7-0.6% of genera for 1 Myr, the rate being nearer to 0.7 for the
earlier and to 0.6 for the later boundaries. The decrease in the number of
genera after any boundary is well described by an exponential curve (/?2 > 0.93), the mass extinction at the end of
the Eocene not affecting this rule significantly.
Based on the above, the following algorithm of calнculating durations
for extant genera was constmcted. A generator of random numbers produces time
after time the numbers between 0 and 1 until the next one in turn is less than
0.006. The number of random numbers generated prior to this event is added to
the existence duration of this genus (Myr) from its origination to the Recent.
In such a way, existence of the genus in the future is simulated, with the
extinction probability for each sucнcessive Myr being 0.6%. Below (if not
stated otherwise), this correction is used when calculating the GD.
To estimate the accuracy of such a correction, let us conduct an experiment.
Set an imaginary observer at the beginning of the Valanginian. The data for the
folнlowing stages are unknown to him. Repeat our calculaнtions from the
position of this observer. Imagine that our observer wishes to estimate the
durations for the genera surviving up to his time (beginning of the Valнanginian).
To have an opportunity to check the results, assume that our observer is
interested in the very same genera whose durations are known to us exactly
(i.e., those that became extinct from the Valanginian to Holocene). There are
589 such genera (crossing Berri-asian/Valanginian boundary, not surviving into
Holocene, dated at least to stage). For our Valanginian observer, the mean
duration of these genera without the correcнtion is 38.3 Myr; we
(post-Pleistocene observers) know that their mean GD is in fact twice as long
(82.4 Myr). Imagine that our observer wishes to calculate the corнrection for
extant genera as described above. Naturally, as a standard, he will select
Jurassic boundaries (sepaнrated from his time by 10-20 substages) rather than
Cenozoic boundaries. Assuming that the genera in question will go extinct after
the Berriasian/Valangin-ian boundary at the same rate as after the
Aalen-ian/Bajocian boundary, he obtains an estimate of 93.4 Myr; taking the
Bathonian/Callovian boundary as a standard, the estimate is 75.6 Myr; finally,
guessing to average the data for these two boundaries, he obtains a value very
close to the correct one, 86.9 Myr.
It should be noted that, for this
experiment (requirнing quite extensive calculations),
the author did not speнcially select those boundaries that give the most accuнrate
correction and took the first arbitrary ones. For other boundaries, no
calculations were conducted.
The experiment shows convincingly that the
above correction produces good results, and, in addition, it is better than
calculating the durations of the extant genнera without correction, i.e.,
considering the Recent as an extinction interval.
MECHANISMS OF
DIVERSITY INCREASE:
EXPONENTIAL AND
LOGISTIC MODELS OF DIVERSIFICATION
There are several models of diversification describнing the increase in
biotic diversity in different ways. Usually, these models are based on the
assumption that the origination rate (and sometimes also extinction rate) is
determined by the taxonomic diversity level. The most popular are exponential
and logistic models (Sep-koski and Kendrick, 1993; Benton, 1999).
Exponential (expansionistic) models are based on the hypothesis that the
number of genera normally increases in a geometrical progression. The more genнera
exist, the more often new genera should appear. Taxa are likened to multiplying
individuals. The ability of living organisms to colonize a new ecological space
is interpreted as the main factor limiting the diversity increase (Cailleux,
1950; Benton, 1995).
Logistic (equilibrium) models are based on the idea that with the
increase in diversity, the rate of origination of new taxa should decrease.
Sometimes, this model is supplemented by an assumption on the extinction rate
growing proportional to the number of existing taxa. In logistic models, the
diversity tends to a stable equiнlibrium level, and, after reaching it, the
origination of new forms just compensates for the extinction of the old ones.
The main factor determining the diversificaнtion rate in such models is usually
the number of vacated niches or the volume of available space (ecoнlogical,
adaptive, space of resources, etc.) in ecosysнtems. In this case, taxa are
again likened to individuals in the population, with their number being
controlled by the quantity of necessary resources (Carr and Kitch-ell, 1980;
Sepkoski, 1991b, 1992; Markov and Naim-ark,1998).
According to Benton (1999), the question of the choice between
exponential and logistic model makes sense, touching the basis of our
understanding of evoнlution: whether the species develop in narrow limits of
interspecific interactions (equilibrium hypothesis) or the evolution is limited
only by the ability of species to colнonize new ecological space
(expansionistic hypothesis).
However, both points of view can be easily comнbined in a single model,
assuming that when there are plenty of free ecological space (e.g., after the
mass extinction), the diversification follows the exponential model and, with
saturation of communities and reducнtion of the number of available niches, the
diversity increase gradually approaches the logistic model.
To reproduce in a model the diversity dynamics observed in reality
(e.g., that of Phanerozoic marine biota), a simple method is usually applied.
The Phanerнozoic is divided into sections, and for each of them, suitable
parameters of either the exponential or logistic model are selected. Between
these sections, singular events are inserted, their causes being hypothesized
as external to biota (mass extinctions, rarely great radiaнtions). It is clear
that with these sections numerous enough, one can obtain virtually any pattern
of diverнsity dynamics, including the observed pattern.
A common basis of all these models is the
hypotheнsis that the origination rate is directly linked to the taxнonomic
diversity level. This assumption looks so natuнral that, to date, little
attention was paid to whether or not it is confirmed by paleontological data.
This question appears to be a basic one. Models are used to describe
and explain the observed diversity dynamics. This dynamics is calculated from
the data on the first and last appearances of each taxon in the record (Fig.
la). The same data allow one to compute the rates of taxa origination and
extinction in each time interval as easily as the number of taxa. If the
observed diversity dynamics are indeed explainable by correlation of origнination
rate with the number of taxa, then we can expect that in the fossil record, the
observed origination rate should correlate with the observed number of taxa.
You see that both the diversity dynamics and origination rate are calculated
from the same data, so one cannot assume that one of these parameters is known
to us betнter than another.
Fig. 1. Generic diversity dynamics, origination
and extinction rates in marine animals: (a) number of genera; (b) number of
genera (/) passing into given substage from the previous one and (2)
originating during given substage; (c) number of genera going extinct during
each substage. Included are genera dated no less than up to stage and crossing
at least one boundary between substages. Zero of horizontal scale is 10 Myr
before the beginning of Cambrian.
DOES THE GENERIC
ORIGINATION RATE CORRELATE WITH THE NUMBER OF EXISTING GENERA?
Paleontological data do not confirm the hypothesis that the origination
rate of new genera directly depends on the number of already existing genera
(Fig. Ib). The correlation coefficient between the
number of genera originating in a given substage and the number of genнera
passing into this substage from the preceding one is only 0.57. A comparison of
the graphs shows only a slight similarity of the dynamics in two parameters,
with the similarity apparently reflecting not the relaнtionship between the
origination rate and the number of genera but rather the opposite: the
relationship between the cumulated number of genera and their origination rate
in preceding epochs.
Another mode of
graphic representation of the same data is shown in Fig. 2, with the number of
genera passing into a given substage from the preceding one along the
horizontal axis, and the number of genera originating in a given substage along
the vertical one. It has appeared that dividing the Phanerozoic into small
intervals, one can reveal something similar to the relationship laid in the
basis of the exponential and logistic models of diversificaнtion; namely, when
the diversity is low, its increase is parнalleled by the increase in
origination rate; reaching a cerнtain diversity level, the correlation becomes
inverted (a further increase in diversity is accompanied by a decrease in the
origination rate). In the graphs, such a corнrelation is reflected by the
dome-shaped curves (Fig. 2).
However, we obtain such curves, at least slightly resembling the dome,
only for some intervals. The best "domes" were obtained for the
Silurian (Fig. 2a). Early to mid-Cretaceous (Berriasian-Conjacian; Fig. 2b),
and Triassic; much less distinct patterns are observed in the Cenozoic (Fig.
2c), Ordovician, and Jurassic; for the remaining intervals, we failed to reveal
anything like the "dome-shaped" correlation. No correlation is found
for the Phanerozoic as a whole. Therefore, the fossil record gives no sound
evidence to claim that the origination rate is correlated in a definite way
with the diversity level, although one cannot deny entirely such a possibility.
It is worth mentioning that analogous attempts to reveal any relationships
between the diverнsity level and such parameters as the absolute extinction
rate or the difference between the absolute origination and extinction rates
gave negative results (we failed to find even such a weak relationship as that
between the diversity and origination rate).
As shown above, though the exponential and
logisнtic models cannot be considered senseless, it is reasonнable to look for
other models, with a correlation between the origination rate and diversity
being not strong or even absent altogether.
As such an alternative, a model with a
stochastically constant origination level can be proposed. In this model, the
number of genera appearing during any interval depends on nothing and is
determined incidenнtally. The simplest version of this model was discussed
earlier (Markov, 2001).
The model is based on the following assumptions. (1)
The absolute origination rate of the genera is stoнchastically constant (in
computer simulation, the origiнnation interval for each genus is set by the
random choice of one of the time scale intervals). This assumpнtion does not
contradict the data on marine biota from the Cambrian to Cenozoic inclusive.
(2) Genera differ in their vulnerability or in their ability to withstand
eliminating factors. The genera with a low vulnerability appear more rarely
than the highly vulnerable genera. (3) Once appeared, each genus exists and
passes from interval to interval until it goes extinct. When passing into each
following interval, a random number is taken and compared with the value of
generic sustainability (inverse vulnerability). If the first number is greater,
the genus goes extinct. Therefore, the probability of generic extinction during
any time interval is deterнmined by the ratio of the generic sustainability to
the intensity of external eliminating factors. The sustainнability is
considered constant for each genus (it is deterнmined by its adaptation
ability, eurytopicity, and plasнticity), and for eliminating factors, it is
considered as stochastically fluctuating. As a result, the extinction
probability for the genus remains stochastically conнstant during its existence.
In such a model
with a stochastically constant origнination and the extinction probability
stochastically constant for each genus, the total number of genera does not
remain constant at all, as one might assume. An increase in diversity is observed,
occurring due to the gradual accumulation of the less vulnerable genera
Fig. 2. Correlation of origination rate and diversity level:
(a) Silurian; (b) Early
and mid-Cretaceous (up to Conja-cian); (c) Cenozoic. Horizontal axis: number of genera passнing
into given substage from the previous one; vertical axis: number of genera
originating during given substage. Points correspond to substages and connected
by line according to time sequence (time arrow from left to right). Included
are genera dated no less than up to stage and crossing at least one boundary
between substages.
in the biota. This increase slows gradually and reaches
a plateau. Therefore, with such a model, one could explain the diversity
dynamics of the marine biota in the Ordovician-Permian, but to reproduce the
Meso-Cenozoic dynamics, this model needs additional assumptions. Generally, we
can conclude that the dynamics of the generic origination rate taken by themнselves is not sufficient to adequately explain the
observed diversity increase in the marine biota during the Phanerozoic. Below,
the rules associated with the extinction of genera (extinction rate and
vulnerability) are considered.
MECHANISMS OF
DIVERSITY INCREASE:
DECREASE OF
EXTINCTION RATES OR APPEARANCE OF THE LESS AND LESS VULNERABLE TAXA
The assumption is often made that an important mechanism of the
increase in marine biota diversity is the decrease of extinction rates.
Usually, the relative extinction rate is analyzed (number of genera going
extinct in each interval in percent of the total number of genera existing in
that time). Indeed, the relative extincнtion rate gradually decreased during
the Phanerozoic (Sepkoski, 1996). This argumentation is circular: diver-
Fig. 3. Dynamics of mean generic durations (GD): (a) mean GD
for genera appearing in different time (horizontal axis: origination time;
vertical axis: mean GD); (b) mean GD (sum of durations for all genera known
from given substage divided by number of these genera); (c) sum of GD for all
genera known from given substage. Zero of horizontal scale in (b) and (c) is 10
Myr before the beginнning of Cambrian. Included are genera dated no less than
up to stage and crossing at least one boundary between substages.
sity increases due to the decreasing relative extinction rate, but,
possibly, the relative extinction rate itself decreases because of the
increasing total diversity (the diversity level is included in the formula for
calculating the relative extinction rate and is placed in the denomiнnator of
the fraction).
In addition, the generic origination rate cannot be linked directly to
the current diversity level, as shown above. Therefore, it is reasonable to
also doubt that the (absolute) extinction rate should be necessarily correнlated
to this level. Thus, doubts are inevitably raised how
reasonable it is to analyze a parameter such as the relative extinction rate.
As for the absolute extinction rate (number of genнera going extinct in
each interval), this parameter durнing the Phanerozoic oscillated chaotically
around nearly the same mean level (Fig. Ic).
One will obtain a
more regular picture by calculatнing the mean durations for the genera, which
are divided into groups according to their time of originaнtion (Fig. 3a). In
the chart, this parameter generally tends to increase stepwise. It means that
the genera with different vulnerabilities originated in different periods
(remember that we do not consider the genera with a pointed stratigraphical
distribution, and that durations for the extant genera are calculated by the
algorithm described above, see Material and Methods). The genнera that
originated in the Cambrian were the most vulнnerable (mean GD = 18.6 Myr). In
the Paleozoic, the less vulnerable genera appeared (mean GD fluctuating from
22.2 to 41.8 Myr depending on the period; on average, 30.8 for
Ordovician-Devonian and 35.4 Myr for Carboniferous-Permian); in the Mesozoic
even less vulnerable ones (from 56.6 in Jurassic to 71.6 Myr in Early
Cretaceous); and, finally, in the Cenozoic, the
most stable genera originated (136.1 in Paleogene and
151.5 Myr in Neogene).
The graph of the mean GD (Fig. 3b) is also remarkнable.
It differs from the previous one in the genera arranged according not to the
origination time but to the time of existence. Each point of the curve shows
the mean duration for the genera existing in a given sub-stage. The graph
demonstrates a linear increase conнtinuing through the Phanerozoic with
relatively minor perturbations. According to the dynamics of this parameter,
all the Phanerozoic represents a single period of directed development, which
is not divisible into any parts or stages.
A good method to represent the increase in diversity is also the total
GD (Fig. 3c). This graph was analyzed in detail earlier (Markov, 2000).
According to the dynamics of the total GD, the Phanerozoic is distinctly
subdivided into four stages (Cambrian, Ordovician-Permian, Mesozoic, Cenozoic),
and each of them is characterized by its own rate of linear increase in the
total GD, with the rate growing abruptly from stage to stage. In this sense,
the graph of the total GD (Fig. 3c) correlates well with that of the mean
duration of new genera (Fig. 3a), demonstrating the same four stages or steps.
From the above, it is evident that the most important factor of the
accelerated diversity increase observed in the Phanerozoic was neither the
increasing origination rate nor the general decrease of the extinction rate due
to any external causes but that the newly appearing genнera were more and more
stable and long lived (their staнbility increasing step by step). There were
four such steps: Cambrian, Ordovician-Permian, Mesozoic, and Cenozoic.
POSSIBLE MECHANISMS
OF DECREASING VULNERABILITY IN CHANGING ASSEMBLAGES OF GENERA
It is reasonable to raise the following question: why the durations for
the newly appearing genera increased from step to step? Apparently, the
ultimate biological causes of this phenomenon rest in the ecosystem evoluнtion,
in the rules of ecosystem regulation of biota. Detailed consideration of these
problems is beyond the scope of this paper. However, before seeking the ultiнmate
causes of the observed increase in the durations of new genera, it is necessary
to analyze less complicate things, namely, what the real components of the
values and graphs obtained by us are, so we should start the discussion not at
the level of biological rules, but at the level of figures and calculation
methods.
The most probable explanations of the observed stepwise increase in the
durations of new genera seem to be the following: (1) artifact, (2) change of
dominatнing groups (groups with long-lived genera replace the groups with
short-lived ones after each crisis), and (3) synchronous increase in the
durations of new genera in most groups (in the case, an assumption arises that
ecosystems become restructured radically after the crisis and the new, more
stable ecosystem stmcture proнmotes the decrease in extinction rates).
Let us to analyze these hypotheses in the following order. The increase
observed could be an artifact due to the pull of the Recent. The stepped
pattern in this case is explainable by the fact that after the crises at the
Per-mian/Triassic and Cretaceous/Paleogene boundaries, which were due to abmpt
changes in the taxonomic composition of biota, the proportion of extant genera
increases sharply, stepwise, and durations for such genнera could be somewhat
overestimated. As mentioned above, without voluminous supplementary data, we
cannot even roughly estimate the pull of the Recent
effect on the results obtained. However, this hypothesis is not capable of
explaining the unusually sharp, stepнwise increase in the durations of new
genera at the Cambrian/Ordovician boundary (i.e., that of the first and second
steps). The "pull of the Recent" cannot affect the data on the
Cambrian and Ordovician. In addition, if the pull of the Recent is so strong
that it entirely determines the apparent increase in the duraнtions of new
genera during the Mesozoic and Cenozoic, then the entire observed Meso-Cenozoic
diversity increase of marine biota inevitably turns out to be caused by this
effect. In the case, one should accept that the generic diversity of marine
biota remained nearly constant with minor fluctuations since the Ordovician up
to the present.
Assuming that the observed increase in the mean duration of new genera
is real, one should discuss two possible mechanisms (remember that we are
speaking of proximate and not ultimate causes and mechanisms).
First, this increase can be explained by stepwise change in the
dominating marine faunal groups. The most profound changes in dominants
occurred after (or during) the greatest crises. This fact was reflected in the
concept of the "evolutionary faunas" (Sepkoski, 1991a, 1992).
Sepkoski singled out three evolutionary faunas:
Cambrian, Paleozoic, and Meso-Cenozoic. These fauнnas correspond well to our four
steps, except for the fact that in the GD dynamics the Meso-Cenozoic stage is
subdivided into two (Mesozoic and Cenozoic).
Possibly after the most important critical barriers in the marine
biotic development (Ordovician radiation, end-Permian and end-Cretaceous mass
extinctions), the dominating groups with high rates of taxonomic turnнover
(generic origination and extinction) were replaced by new dominants: the groups
with low turnover rates. As a result, from one crisis to another, the degree of
dominance of the groups with low turnover rates (i.e., with more stable genera)
could have increased stepнwise. Another possibility cannot be excluded: after
these crises, all the biota could have changed in such a way that the more
stable genera began to originate synнchronously in most groups.
Table
1.
Mean duration of trilobite genera having originated in different time
(excluding the genera known from a single interval or dated less than up to the
stage)
Therefore, it is necessary to know what the
main factor determining durations of new genera is: group or epoch. If the
first assumption is correct, then in the same group, the generic turnover rates
should be nearly the same before and after the critical boundary and the
dominance should pass from the groups with a high turnover to those with a low
turnover. If the second assumption is true, then, within the same group after
crossing the critical boundary, the genera that are
more stable than before should originate.
The data available preclude us to choose
one of these two hypotheses unequivocally. Some facts argue for the first one,
and others argue for the second. The most interesting facts are considered
below.
WHAT DO GENERIC DURATIONS DEPEND ON: HIGHER TAXA OR
EPOCH?
First, consider a classical example of parallel develнopment in two
large competing groups: brachiopods and bivalves. In this case, the GD was
calculated in two ways: with a correction (as described in Material and Methнods)
and without it. The reason is that the correction does not take into account
the individual features of the taxa, resulting in that the difference between
the taxa with a high and low generic turnover can be leveled. Nonetheless, GD
without correction will most probably distort the real picture even more.
Calculating the GD without correction yields the
following results. In the Cambrian, brachiopods domiнnated completely in this
pair of taxa; the mean GD for brachiopods in this interval is 25.4 Myr. In the
Ordovi-cian-Permian, along with dominating brachiopods, a quite diverse bivalve
fauna already existed. In genera having originated in this time, the mean GD is
21.0 for brachiopods (about the value for the Cambrian) and 54.5 for bivalves
(twice as high). In the Mesozoic, bivalves already dominated, brachiopods still
being numerous but occupying a subordinate position. The mean GD for both
groups is nearly the same as in the Paleozoic (20.1 and 50.3, respectively). In
the Ceno-zoic, bivalves dominate even more markedly over braнchiopods. In
genera originating in the Cenozoic, the GD (without correction for the extant
ones) is a very obscure value, so far as nearly all such genera (both in
bivalves and brachiopods) are extant. Nevertheless, the GD without correction
is again lower in brachiopods than in bivalves (21.1 versus 25.2).
Calculating the GD
with a standard correction for the extant genera, we obtain different values,
but the overall dynamics is similar. The mean GD in new genнera was always
higher in bivalves than in brachiopods; i.e., bivalves as a whole always show a
lower generic turnover rate relative to brachiopods, and this relationнship was
retained both in the period ofbrachiopod domнinance and in that of bivalve
dominance.
Something similar
is observed in another classical pair: cephalopods and fishes (plus fish
allies). In the former, the mean GD (without correction) is 17.1 for the genera
having originated in the Paleozoic and 10.5 for those in the Mesozoic; in the
latter, 22.8 and 36.5, respectively. In fishes, the taxonomic turnover rate was
always lower than in cephalopods. In this pair, the domнinance of cephalopods
decreased from stage to stage and that of the fishes increased.
These two examples seem to demonstrate that the rate of taxonomic
turnover depends on the group rather than the epoch. However, there are much more examнples arguing the contrary: that the epoch
rather than the group is a determining factor.
A vivid example is
provided by trilobites (Table 1). The table shows that the trilobite genera
originating in the Cambrian had a lower GD than those originating later. The
same relationship is retained if trilobites are divided into three groups
(chiefly Cambrian orders, mixed ones, and chiefly post-Cambrian orders). In
each of these groups, the genera originating in the Cambrian had a lower GD
than those originating later. In triloнbites, the GD was apparently more
correlated with the epoch of origin of the genus than with the ordinal
position.
In some phyla and
classes, even not the change of dominants but the complete (or nearly so)
change of the taxonomic composition at all levels up to the orders
Table 2. Mean generic duration in the major groups of marine
animals depending on the origination time of the genus
occurred at the critical boundaries (it is especially charнacteristic
of the Permian/Triassic boundary). In the case, there is no sense in discussing
whether the mean GD changed due to advent of a new epoch or due to the change
of dominating taxa. For example, in the class Crinoidea, the ordinal
composition was almost totally renewed at the Permian/Triassic boundary. For
the crinoid genera originating in the Paleozoic, the mean GD is 19.9, and for
those originating in the Mesozoic, 37.1. In this case, it is unclear whether
this increase was associated with the origin of new orders with a low generic
turnover rate or with the conditions of crinoid environments having changed so
that the generic extinction rate decreased.
The next table
shows dynamics of the mean duration of new genera from step to step in 15 major
groups of the Phanerozoic marine biota (Table 2). All values are calculated
using the standard correction for extant genнera (this is why Cenozoic values
are so similar in differнent groups); only those genera are included that are
dated at least up to stage and crossed at least one boundнary between
substages. As seen from the table, duraнtions of new genera increased
considerably from step to step in 11 of 15 groups; all these groups, except for
tri-lobites, are flourishing to date.
In four groups
(brachiopods, conodonts, graptolites, and cephalopods), the durations of new
genera decreased or showed no distinct increase (in pre-Ceno-zoic time). All
these groups either have become extinct or lost their dominance (as for
cephalopods, of course, we mean forms with the outer shell and belemnites easнily
preserving as fossils).
One can assume
that the increase in the mean duraнtion of new genera within a higher taxon
from step to step is not only a general rule of the evolution but also a
guarantee (or indicator) of the evolutionary success of this taxon. To
conclude, the observed stepwise increase in the durations of new genera is only
partly explainable by the change of dominating groups (evolutionary fauнnas)
and to a greater extent, reflects the changes proceedнing in parallel in most higher taxa of marine animals.
CONCLUSION
(1) Taxonomic diversity dynamics are traditionally interpreted using
the exponential or logistic models of diversification. These models are
commonly based on the assumption that the origination rate of new taxa depends
on the taxonomic diversity level. Paleontolog-ical data, however, give no sound
support for such an assumption. If this correlation does exist, it is very weak
and indirect.
(2) The observed
dynamics of taxonomic diversity (including diversity increase) can sometimes be
explained by a model in which the generic origination rate is stoнchastically
constant and does not depend on the diverнsity level. The genera differ in
their vulnerability; the extinction probability for each genus during each time
interval depends on its vulnerability only. The resulting diversity increase
reaching a plateau (as in the Paleoнzoic) occurs due to the gradual
accumulation of long-lived, stable genera in the biota. A stepwise acceleraнtion
of the diversity increase (as at the beginning of the Ordovician, at the
beginning of the Mesozoic, and at the beginning of the Cenozoic) is caused by
the stepнwise decrease in the vulnerability of newly originating genera.
(3) The most important mechanism of the diversity increase in
the marine biota during the Phanerozoic was an increase in the mean duration of
existence (stability) of the genera. The stability of newly appearing genera
increased in steps; there were four such steps: Camнbrian, Ordovician-Permian,
Mesozoic, and Cenozoic.
(4) The stepwise
increase in the generic durations took place partly due to successive
replacement of dominating groups, usually resulting in the success of the
groups with a lower generic turnover rate. However, to a larger extent, this
increase occurred because the generic durations increased within each group at
each successive step. Notably, those few groups where generic durations did not
increase either went extinct or lost their dominance, whereas among the groups
with a pronounced stepwise increase in the generic durations, this is tme only
of trilobites, all the others having surнvived to date and still nourishing.
The ultimate biologнical causes of the observed increase in the generic duraнtions
probably rest in the ecosystem evolution.
ACKNOWLEDGMENTS
The author is deeply indebted to the late Prof. J.J. Sepkoski for the
data and valuable advice. The study is supported by the Russian Foundation for
Basic Research, project no. 01-05-99453.
REFERENCES
Alekseev,
A.S., Mass Extinctions in the Phanerozoic, Dok-toral (Geol.-Mineral.) Dissertation, Moscow: Moscow State
Univ., 1998.
Bcnton, M.J., Diversification and
Extinction in the History of Life, Science, 1995, vol. 265, no. 5207,
pp. 52-58.
Benton,
M.J., The History of Life: Large Databases in Palaeнontology,
in Numerical Palaeobiology. Computer-Based Modнelling and Analysis of
Fossils and Their Distributions, Chich-ester-NewYork etc.: Wiley and Sons,
1999, pp. 249-283. Cailleux, A., Progression geometrique du nombre des especes et vie en expansion, Compt. Rend. Soc. Geol. France,
1950, vol. 13, pp. 222-224.
Carr,
T.R. and Kitchell, J.A., Dynamics ofTaxonomic Diverнsity, Paleobiology,
1980, vol. 6, no. 4, pp. 427-443.
Markov, A.V., A New
Approach to Estimating Diversity Dynamics of Phanerozoic Marine Biota, Paleontol.
Zh., 2000,no.6,pp.3-12.
Markov, A.V., On the Causes
of Correlation between the Generic Origination and Extinction Rates in
Phanerozoic Marine Biota, Ecosystem Restructures and Evolution of Bioнsphere,
no. 8, Moscow: PIN, 2001.
Markov,
A.V. and Naimark, E.B., Numerical Rules of Macro-evolution. An
Attempt of Use of Systemic Approach to the Analysis of Development
ofSupraspecific Taxa, Tr. Paleontol. Inst., Ross. Akad. Nauk (Moscow), 1998, vol. 273, pp. 1-318.
Raup, D.M., Biases in the
Fossil Record of Species and Genнera, Bull. Carnegie Mus. Nat. Hist.,
1979, vol. 13, pp. 85-91.
Raup, D.M., The Future of Analytical Paleobiology, Analytiнcal
Paleobiology. Short Courses in Paleontology, no. 4, Knoxville: Paleontol.
Soc., 1991, pp. 207-216.
Sepkoski, J.J., Diversity
in the Phanerozoic Ocean: A Partiнsan Review, in The Unity of Evolutionary
Biology, Portland: Dioscorides, 199 la, pp.
210-236.
Sepkoski,
J.J., Population Biology Models in Macroevolu-tion. Analytical
Paleobiology. Short Courses in Paleontolнogy, no. 4,
Knoxville: Paleontol. Soc., 1991b, pp. 136-156.
Sepkoski, J.J.,
Phylogenetic and Ecologic Patterns in the Phanerozoic History of Marine
Biodiversity, in Systematics, Ecology, and the Biodiversity Crisis, New
York: Columbia Univ. Press, 1992, pp. 77-100.
Sepkoski, J.J., Limits to
Randomness in Paleobiological Models: The Case of Phanerozoic Species
Diversity, Acta Palaeontol. Polon., 1994, vol.
38, nos. 3^, pp. 175-198.
Sepkoski, J.J., Patterns of
Phanerozoic Extinction: A Perнspective from Global Data Bases, in Global
Events and Event Stratigraphy, Berlin: Springer-Verlag, 1996, pp. 35-51.
Sepkoski, J.J. and
Kendrick, D.C., Numerical
Experiments with Model Monophyletic and Paraphyletic Taxa, Paleobiolнogy,
1993, vol. 19, no. 2, pp. 168-184.